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Providing for consideration of H.R. 1000, Pension Security Act of 2003 : report (to accompany H. Res. 230) (Report)

Providing for consideration of H.R. 1000, Pension Security Act of 2003 : report (to accompany H. Res. 230) (Report)
Microform図書
2003<YCA-Y 1.1/8:108-98>
National Diet Library
  • Subject Heading... United States Investment advisors -- Legal status, laws, etc. -- United States Executives -- Pensions -- Uni...

H.R. 2269, the Retirement Security Advice Act : hearing before the Subcommittee on Employer-Employee Relations of the Committee on Education and the Workforce, House of Representatives, One Hundred Seventh Congress, first session, hearing held in Washington, DC, July 17, 2001

H.R. 2269, the Retirement Security Advice Act : hearing before the Subcommittee on Employer-Employee Relations of the Committee on Education and the Workforce, House of Representatives, One Hundred Seventh Congress, first session, hearing held in Washington, DC, July 17, 2001
Microform図書
2002<YCA-Y 4.ED 8/1:107-22>
National Diet Library
  • Subject Heading... United States Investment advisors -- Legal status, laws, etc. -- United States

Retirement Security Advice Act of 2001 : report together with minority views (to accompany H.R. 2269) (including cost estimate of the Congressional Budget Office) (Rept.)

Retirement Security Advice Act of 2001 : report together with minority views (to accompany H.R. 2269) (including cost estimate of the Congressional Budget Office) (Rept.)
Microform図書
2001<YCA-Y 1.1/8:107-262/PT.1>
National Diet Library
  • Subject Heading... United States Investment advisors -- Legal status, laws, etc. -- United States

Providing for consideration of H.R. 2269, Retirement Security Advice Act of 2001 : report (to accompany H. Res. 288) (Report)

Providing for consideration of H.R. 2269, Retirement Security Advice Act of 2001 : report (to accompany H. Res. 288) (Report)
Microform図書
2001<YCA-Y 1.1/8:107-289>
National Diet Library
  • Subject Heading... United States Investment advisors -- Legal status, laws, etc. -- United States

Pension Security Act of 2003 : report together with minority views (to accompany H.R. 1000) (including cost estimate of the Congressional Budget Office) (Rept.)

Pension Security Act of 2003 : report together with minority views (to accompany H.R. 1000) (including cost estimate of the Congressional Budget Office) (Rept.)
Microform図書
2003<YCA-Y 1.1/8:108-43/PT.1>
National Diet Library
  • Subject Heading... United States Investment advisors -- Legal status, laws, etc. -- United States

Pension Security Act of 2002 : report together with minority views (to accompany H.R. 3762) (including cost estimate of the Congressional Budget Office) (Rept.)

Pension Security Act of 2002 : report together with minority views (to accompany H.R. 3762) (including cost estimate of the Congressional Budget Office) (Rept.)
Microform図書
2002<YCA-Y 1.1/8:107-383/PT.1>
National Diet Library
  • Subject Heading... United States Investment advisors -- Legal status, laws, etc. -- United States

The Securities Investment Promotion Act of 1996--S. 1815 : hearing before the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Fourth Congress, second session, on S. 1815 ... June 5, 1996 (S. hrg. ; 104-681)

The Securities Investment Promotion Act of 1996--S. 1815 : hearing before the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Fourth Congress, second session, on S. 1815 ... June 5, 1996 (S. hrg. ; 104-681)
Microform図書
1996<YCA-Y 4.B 22/3:S.HRG.104-681>
National Diet Library
  • Subject HeadingInvestment advisors -- Legal status, laws, etc. -- United States Mutual funds -- Law and legis...

The Securities Investment Promotion Act of 1996 : report of the Committee on Banking, Housing, and Urban Affairs, United States Senate, to accompany S. 1815 (Report)

The Securities Investment Promotion Act of 1996 : report of the Committee on Banking, Housing, and Urban Affairs, United States Senate, to accompany S. 1815 (Report)
Microform図書
1996<YCA-Y 1.1/5:104-293>
National Diet Library
  • Subject HeadingInvestment advisors -- Legal status, laws, etc. -- United States Mutual funds -- Law and legis...

ERISA for money managers and advisors 2018-2019 ed

ERISA for money managers and advisors 2018-2019 ed
Paper図書
by Thomas P. Lemke and Gerald T. LinsThomson Reutersc2018
Other Libraries in Japan
  • Subject Heading... United States Investment advisors -- Legal status, laws, etc. -- United States

Regulation of investment management and fiduciary services

Regulation of investment management and fiduciary services
Paper図書
by William Campbell RiesThomson Reuters2020
Other Libraries in Japan
  • Subject Heading... United States Investment advisors -- Legal status, laws, etc. -- United States Trusts and trustees -- United...

Fund director's guidebook 5th ed

Fund director's guidebook 5th ed
Paper図書
Federal Regulation of Securities CommitteeAmerican Bar Association Business Law Sectionc2024
Other Libraries in Japan

Advising private funds : a comprehensive guide to representing hedge funds, private equity funds and their advisers 2018-2019 ed

Advising private funds : a comprehensive guide to representing hedge funds, private equity funds and their advisers 2018-2019 ed
Paper図書
by Nora M. Jordan ... [et al.]Thomson Reuters2018
Other Libraries in Japan
  • Subject Heading... United States Investment advisors -- Legal status, laws, etc. -- United States

Regulation of investment advisers 2014 ed

Regulation of investment advisers 2014 ed
Paper図書
by Thomas P. Lemke and Gerald T. LinsThomson/Westc2008-
Other Libraries in Japan
  • Subject HeadingInvestment advisors -- Legal status, laws, etc. -- United States Securities -- United States

Private fund advisers : [pbk]

Private fund advisers : [pbk]
Paper図書
[editorial staff, James Hamilton, Anne M. Sherry, Ted Trautmann]Wolters Kluwer Law & Businessc2012
Other Libraries in Japan
  • Subject Heading... United States Investment advisors -- Legal status, laws, etc. -- United States United States. Dodd-Frank Wal...

Investment adviser regulation in a nutshell

Investment adviser regulation in a nutshell
Paper図書
by Jeffrey J. Haas, Steven R. HowardThomson/Westc2008
Other Libraries in Japan
  • Subject HeadingInvestment advisors -- Legal status, laws, etc. -- United States Brokers -- Legal status, laws...

Regulation of investment management and fiduciary services

Regulation of investment management and fiduciary services
Paper図書
by William Campbell RiesWest2012
Other Libraries in Japan
  • Subject Heading... United States Investment advisors -- Legal status, laws, etc. -- United States Trusts and trustees -- United...

Investment management law and regulation : hbk 2nd ed

Investment management law and regulation : hbk 2nd ed
Paper図書
Harvey E. Bines, Steve ThelAspen Publishersc2004
Other Libraries in Japan
  • Subject HeadingInvestment advisors -- Legal status, laws, etc. -- United States Investments -- Law and legisl...

Investment adviser regulation : a step-by-step guide to compliance and the law

Investment adviser regulation : a step-by-step guide to compliance and the law
Paper図書
Clifford E. KirschPractising Law Institutec1996-
Other Libraries in Japan
  • Subject HeadingInvestment advisors -- Legal status, laws, etc. -- United States Securities -- United States

Investment management regulation

Investment management regulation
Paper図書
Tamar Frankel, Clifford E. KirschCarolina Academic Pressc1998
Other Libraries in Japan
  • Subject Heading... United States Investment advisors -- Legal status, laws, etc. -- United States

Money managers, mutual funds, and their service providers : dealing with regulatory developments

Money managers, mutual funds, and their service providers : dealing with regulatory developments
Paper図書
co-chairs, Anne C. Flannery, Lee A. PickardPractising Law Institutec1995
Other Libraries in Japan
  • Subject HeadingInvestment advisors -- Legal status, laws, etc. -- United States Brokers -- Legal status, laws...
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