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Liability of asset managers 1st ed.

Liability of asset managers 1st ed.
Paper図書
edited by Danny Busch, Deborah A. DeMott.Oxford University Press2012.<A411-B489>
National Diet Library
  • Subject HeadingInvestment advisors--Legal status, laws, etc. Securities industry--Law and legislation.

Regulation of securities, markets, and transactions : a guide to the new environment / Patrick S. Collins. ([Wiley finance])

Regulation of securities, markets, and transactions : a guide to the new environment / Patrick S. Collins. ([Wiley finance])
Paper図書
Wileyc2011.<DF135-B30>
National Diet Library

Financial services regulation in Asia Pacific / general editors, Andrew Halper and Carl Hinze. 2nd ed.

Financial services regulation in Asia Pacific / general editors, Andrew Halper and Carl Hinze. 2nd ed.
Paper図書
Oxford University Press2008.<A411-B211>
National Diet Library

Rehuli͡uvanni͡a rynku t͡sinnykh paperiv v Ukraïni : derz︠h︡avne rehuli͡uvanni͡a rynku t͡sinnykh paperiv, pori͡adok vypusku t͡sinnykh paperiv, kontrol' za vypuskom ta obihom t͡sinnykh paperiv, obih t͡sinnykh paperiv u Nat͡sional'niĭ depozytarniĭ systemi, rei͡estrat͡sii͡a ta vypusk t͡sinnykh paperiv, sudova praktyka. (Bi͡uleten' zakonodavstva i i͡urydychnoï praktyky Ukraïny ; 5, 2005)

Rehuli͡uvanni͡a rynku t͡sinnykh paperiv v Ukraïni : derz︠h︡avne rehuli͡uvanni͡a rynku t͡sinnykh paperiv, pori͡adok vypusku t͡sinnykh paperiv, kontrol' za vypuskom ta obihom t͡sinnykh paperiv, obih t͡sinnykh paperiv u Nat͡sional'niĭ depozytarniĭ systemi, rei͡estrat͡sii͡a ta vypusk t͡sinnykh paperiv, sudova praktyka. (Bi͡uleten' zakonodavstva i i͡urydychnoï praktyky Ukraïny ; 5, 2005)
Paper図書
I͡Urinkom Inter2005.<CU5-411-B8>
National Diet Library

Derivatives reform and regulation (Economic issues, problems and perspectives)

Derivatives reform and regulation (Economic issues, problems and perspectives)
Paper図書
Aidan B. Lynch, editor.Nova Science Publishersc2011.<DF161-B67>
National Diet Library

Rating the rating agencies : the state of transparency and competition : hearing before the Subcommittee on Capital Markets, Insurance, and Government Sponsored Enterprises of the Committee on Financial Services, U.S. House of Representatives, One Hundred Eighth Congress, first session, April 2, 2003 Serial no. 108-18 (United States. Congress. House. Committee on Financial Services)

Rating the rating agencies : the state of transparency and competition : hearing before the Subcommittee on Capital Markets, Insurance, and Government Sponsored Enterprises of the Committee on Financial Services, U.S. House of Representatives, One Hundred Eighth Congress, first session, April 2, 2003 Serial no. 108-18 (United States. Congress. House. Committee on Financial Services)
Microform図書
2003<YCA-Y 4.F 49/20:108-18>
National Diet Library

Securities Fraud Deterrence and Investor Restitution Act of 2004 : report together with dissenting views (to accompany H.R. 2179) (including cost estimate of the Congressional Budget Office) (Rept.)

Securities Fraud Deterrence and Investor Restitution Act of 2004 : report together with dissenting views (to accompany H.R. 2179) (including cost estimate of the Congressional Budget Office) (Rept.)
Microform図書
2004<YCA-Y 1.1/8:108-475/PT.1>
National Diet Library

Sarbanes-Oxley manual : a handbook for the Act and SEC rules / [editorial staff] James Hamilton, Ted Trautmann. 3rd ed.

Sarbanes-Oxley manual : a handbook for the Act and SEC rules / [editorial staff] James Hamilton, Ted Trautmann. 3rd ed.
Paper図書
CCH Incorporatedc2008.<AU-861-B9>
National Diet Library

H.R. 658, the Accountant, Compliance, and Enforcement Staffing Act of 2003 and H.R. 957, the Broker Accountability Through Enhanced Transparency Act of 2003 : hearing before the Subcommittee on Capital Markets, Insurance, and Government Sponsored Enterprises of the Committee on Financial Services, House of Representatives, One Hundred Eighth Congress, first session, March 6, 2003 Serial no. 108-9 (United States. Congress. House. Committee on Financial Services)

H.R. 658, the Accountant, Compliance, and Enforcement Staffing Act of 2003 and H.R. 957, the Broker Accountability Through Enhanced Transparency Act of 2003 : hearing before the Subcommittee on Capital Markets, Insurance, and Government Sponsored Enterprises of the Committee on Financial Services, House of Representatives, One Hundred Eighth Congress, first session, March 6, 2003 Serial no. 108-9 (United States. Congress. House. Committee on Financial Services)
Microform図書
2003<YCA-Y 4.F 49/20:108-9>
National Diet Library

Building an EU securities market / Eilís Ferran.

Building an EU securities market / Eilís Ferran.
Paper図書
Cambridge University Press2004.<AE5-411-B39>
National Diet Library

Lehrbuch Wertpapierrecht : nach österreichischem und deutschem Recht

Lehrbuch Wertpapierrecht : nach österreichischem und deutschem Recht
Paper図書
von Heinz Keinert, Elisabeth Keinertfacultas2023
Other Libraries in Japan

Principles of corporate finance law : pbk 3rd ed.

Principles of corporate finance law : pbk 3rd ed.
Paper図書
Eilís Ferran, Elizabeth Howell and Felix SteffekOxford University Pressc2023
Other Libraries in Japan

Fair disclosure or flawed disclosure : is Reg FD helping or hurting investors? : hearing before the Subcommittee on Capital Markets, Insurance, and Government Sponsored Enterprises of the Committee on Financial Services, U.S. House of Representatives, One Hundred Seventh Congress, first session, May 17, 2001

Fair disclosure or flawed disclosure : is Reg FD helping or hurting investors? : hearing before the Subcommittee on Capital Markets, Insurance, and Government Sponsored Enterprises of the Committee on Financial Services, U.S. House of Representatives, One Hundred Seventh Congress, first session, May 17, 2001
Microform図書
2001<YCA-Y 4.F 49/20:107-18>
National Diet Library

Hearing to consider H.R. 3412 : hearing before the Committee on Small Business, House of Representatives, One Hundred Fifth Congress, second session, Washington, DC, March 12, 1998

Hearing to consider H.R. 3412 : hearing before the Committee on Small Business, House of Representatives, One Hundred Fifth Congress, second session, Washington, DC, March 12, 1998
Microform図書
1998<YCA-Y 4.SM 1:105-39>
National Diet Library

Mandatory arbitration agreements in employment contracts in the securities industry : hearing before the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Fifth Congress, second session, on amending certain federal civil rights statutes to prevent the involuntary application of arbitration to claims ... July 31, 1998 (S. hrg. ; 105-1020)

Mandatory arbitration agreements in employment contracts in the securities industry : hearing before the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Fifth Congress, second session, on amending certain federal civil rights statutes to prevent the involuntary application of arbitration to claims ... July 31, 1998 (S. hrg. ; 105-1020)
Microform図書
1999<YCA-Y 4.B 22/3:S.HRG.105-1020>
National Diet Library

Pushing back the pushouts : the SEC's broker-dealer rules : joint hearing before the Subcommittee on Capital Markets, Insurance, and Government Sponsored Enterprises and the Subcommittee on Financial Institutions and Consumer Credit of the Committee on Financial Services, U.S. House of Representatives, One Hundred Seventh Congress, first session, August 2, 2001

Pushing back the pushouts : the SEC's broker-dealer rules : joint hearing before the Subcommittee on Capital Markets, Insurance, and Government Sponsored Enterprises and the Subcommittee on Financial Institutions and Consumer Credit of the Committee on Financial Services, U.S. House of Representatives, One Hundred Seventh Congress, first session, August 2, 2001
Microform図書
2001<YCA-Y 4.F 49/20:107-43>
National Diet Library

Global securities litigation and enforcement : hardback

Global securities litigation and enforcement : hardback
Paper図書
edited by Pierre-Henri Conac, Martin GelterCambridge University Press2019
Other Libraries in Japan

Principles of corporate finance law : hbk 3rd ed

Principles of corporate finance law : hbk 3rd ed
Paper図書
Eilís Ferran, Elizabeth Howell and Felix SteffekOxford University Press2023
Other Libraries in Japan

Consumer and Investor Access to Information Act of 1999 : report (to accompany H.R. 1858) (including cost estimate of the Congressional Budget Office) (Rept.)

Consumer and Investor Access to Information Act of 1999 : report (to accompany H.R. 1858) (including cost estimate of the Congressional Budget Office) (Rept.)
Microform図書
1999<YCA-Y 1.1/8:106-350/PT.1>
National Diet Library

Securities regulation v. 11 Rev. 2019-2 6th ed

Securities regulation v. 11 Rev. 2019-2 6th ed
Paper図書
Louis Loss, Joel Seligman, Troy ParedesWolters Kluwerc2019-
Other Libraries in Japan
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