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Broker-dealer regulation in a nutshell : pbk 4th ed

Broker-dealer regulation in a nutshell : pbk 4th ed
Paper図書
Thomas Lee HazenWest Academicc2021
Other Libraries in Japan
  • LCCKF1071

Broker-dealer regulation in a nutshell : pbk 3rd ed

Broker-dealer regulation in a nutshell : pbk 3rd ed
Paper図書
Thomas Lee HazenWest Academicc2017
Other Libraries in Japan
  • LCCKF1071

Broker-dealer regulation in a nutshell : pbk 2nd ed

Broker-dealer regulation in a nutshell : pbk 2nd ed
Paper図書
by Thomas Lee HazenWest/Thomson Reutersc2011
Other Libraries in Japan
  • LCCKF1071

Broker-dealer law and regulation : set 4th ed

Broker-dealer law and regulation : set 4th ed
Paper図書
Norman S. Poser, James A. FantoAspen Publishersc2007
Other Libraries in Japan
  • LCCKF1071

Broker-dealer law and regulation 3rd ed

Broker-dealer law and regulation 3rd ed
Paper図書
Norman S. PoserAspen Law & Business1999
Other Libraries in Japan
  • LCCKF1071

Broker-dealer law and regulation 2nd ed

Broker-dealer law and regulation 2nd ed
Paper図書
Norman S. PoserAspen Law & Businessc1997
Other Libraries in Japan
  • LCCKF1071

Broker-dealer law and regulation : private rights of action

Broker-dealer law and regulation : private rights of action
Paper図書
Norman S. PoserLittle, Brownc1995
Other Libraries in Japan
  • LCCKF1071

Broker-dealer regulation [15] [15A]

Broker-dealer regulation [15] [15A]
Paper図書
by David A. LiptonC. Boardman Co.c1995-
Other Libraries in Japan
  • LCCKF1071

Broker-dealer operations under securities and commodities law : financial responsibilities, credit regulation, and consumer protection

Broker-dealer operations under securities and commodities law : financial responsibilities, credit regulation, and consumer protection
Paper図書
by Jerry W. Markham and Thomas Lee HazenClark Boardman Callaghan1995-
Other Libraries in Japan
  • LCCKF1071

Stockbroker supervision : managing stockbrokers and surviving sanctions

Stockbroker supervision : managing stockbrokers and surviving sanctions
Paper図書
Ralph C. Ferrara, David W. Rivkin, Gregory S. CrespiButterworth Legal Publishersc1989
Other Libraries in Japan
  • LCCKF1071

A treatise on the law of stock-brokers and stock-exchanges.

A treatise on the law of stock-brokers and stock-exchanges.
Paper図書
Greenwood Press[1968]<A411-70>
National Diet LibraryOther Libraries in Japan
  • LCCKF1071

Broker-dealers and securities markets : a guide to the regulatory process

Broker-dealers and securities markets : a guide to the regulatory process
Paper図書
Sheldon M. JaffeShepard's, inc. of Colorado Springsc1977
Other Libraries in Japan
  • LCCKF1071

Anlegerschutz im Recht des amerikanischen stock-broker

Anlegerschutz im Recht des amerikanischen stock-broker
Paper図書
von Klaus JunkerDuncker und Humblot1977
Other Libraries in Japan
  • LCCKF1071

Regulation of brokers, dealers, and securities markets

Regulation of brokers, dealers, and securities markets
Paper図書
by Nicholas Wolfson, with Richard M. Phillips and Thomas A. RussoWarren, Gorham & Lamontc1977
Other Libraries in Japan
  • LCCKF1071

Compilation of releases dealing with matters arising under the Securities Exchange Act of 1934 and Investment Advisers Act of 1940

Compilation of releases dealing with matters arising under the Securities Exchange Act of 1934 and Investment Advisers Act of 1940
Digital図書
U.S. Securities and Exchange Commission : For sale by the Supt. of Docs., U.S. Govt. Print. Off.1968
Other Libraries in Japan
  • LCCKF1071

A treatise on the law of stock brokers

A treatise on the law of stock brokers
Digital図書
By Arthur Biddle and George BiddleLippincott1882
Other Libraries in Japan
  • LCCKF1071

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