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The Investment Adviser Oversight Act of 1993 : report of the Committee on Banking, Housing, and Urban Affairs, United States Senate, to accompany S. 423 (Report)

The Investment Adviser Oversight Act of 1993 : report of the Committee on Banking, Housing, and Urban Affairs, United States Senate, to accompany S. 423 (Report)
Microform図書
1992<YCA-Y 1.1/5:103-177>
National Diet Library

The Investment Adviser Oversight Act of 1992 : report of the Committee on Banking, Housing, and Urban Affairs, United States Senate, to accompany S. 2266 (Report)

The Investment Adviser Oversight Act of 1992 : report of the Committee on Banking, Housing, and Urban Affairs, United States Senate, to accompany S. 2266 (Report)
Microform図書
1992<YCA-Y 1.1/5:102-312>
National Diet Library

Investment adviser industry reform : hearings before the Subcommittee on Telecommunications and Finance of the Committee on Energy and Commerce, House of Representatives, One Hundred Second Congress, second session, June 4 and 10, 1992

Investment adviser industry reform : hearings before the Subcommittee on Telecommunications and Finance of the Committee on Energy and Commerce, House of Representatives, One Hundred Second Congress, second session, June 4 and 10, 1992
Microform図書
1992<YCA-Y 4.En 2/3:102-128>
National Diet Library

Investment advisers : current level of oversight puts investors at risk : report to Congressional requesters / United States General Accounting Office

Investment advisers : current level of oversight puts investors at risk : report to Congressional requesters / United States General Accounting Office
Microform図書
1990<YCA-GA 1.13:GGD-90-83>
National Diet Library

Investment adviser industry reform : hearing before the Subcommittee on Telecommunications and Finance of the Committee on Energy and Commerce, House of Representatives, One Hundred Third Congress, first session, on H.R. 578 ... March 4, 1993

Investment adviser industry reform : hearing before the Subcommittee on Telecommunications and Finance of the Committee on Energy and Commerce, House of Representatives, One Hundred Third Congress, first session, on H.R. 578 ... March 4, 1993
Microform図書
1993<YCA-Y 4.EN 2/3:103-16>
National Diet Library

Investment advisers, financial planners, and customer protection : hearing before the Subcommittee on Telecommunications, Consumer Protection, and Finance of the Committee on Energy and Commerce, House of Representatives, Ninety-ninth Congress, second session, June 11, 1986

Investment advisers, financial planners, and customer protection : hearing before the Subcommittee on Telecommunications, Consumer Protection, and Finance of the Committee on Energy and Commerce, House of Representatives, Ninety-ninth Congress, second session, June 11, 1986
Microform図書
1986<YCA-Y 4.En 2/3:99-133>
National Diet Library

Managed accounts/section 11(a) : hearing before the Subcommittee on Telecommunications and Finance of the Committee on Energy and Commerce, House of Representatives, One Hundred Second Congress, first session, May 14, 1991

Managed accounts/section 11(a) : hearing before the Subcommittee on Telecommunications and Finance of the Committee on Energy and Commerce, House of Representatives, One Hundred Second Congress, first session, May 14, 1991
Microform図書
1991<YCA-Y 4.En 2/3:102-38>
National Diet Library

The regulation of money managers : mutual funds and advisers : set v. 1 v. 2 v. 3 v. 4 2nd ed

The regulation of money managers : mutual funds and advisers : set v. 1 v. 2 v. 3 v. 4 2nd ed
Paper図書
Tamar Frankel, Ann Taylor SchwingAspenc2001-
Other Libraries in Japan

Regulation of investment advisers 2000 ed

Regulation of investment advisers 2000 ed
Paper図書
by Thomas P. Lemke and Gerald T. LinsWest Groupc2000
Other Libraries in Japan

Investment Company Act of 1940 as in effect November 1, 1974.

Investment Company Act of 1940 as in effect November 1, 1974.
Paper図書
U.S. Securities and Exchange Commission : for sale by the Supt. of Docs., U.S. Govt. Print. Off.1975.<CU-441-14>
National Diet Library
  • Subject Heading...United States. Investment advisers -- Legal status, laws, etc. -- United States.

Regulation of investment advisers 1995 ed

Regulation of investment advisers 1995 ed
Paper図書
by Thomas P. Lemke and Gerald T. LinsClark Boardman Callaghanc1995
Other Libraries in Japan

Regulation of investment advisers 1993 ed

Regulation of investment advisers 1993 ed
Paper図書
by Thomas P. Lemke and Gerald T. LinsClark Boardman Callaghanc1993
Other Libraries in Japan

Regulation of financial planners

Regulation of financial planners
Paper図書
by John P. Moriarty and Curtlan R. McNeilyClark Boardman Callaghanc1991-
Other Libraries in Japan

The regulation of money managers : the Investment Company Act and the Investment Advisers Act 1987 supplement 1990 supplement 1991 supplement 1994 supplement v.1 1994 supplement v.2 1994 supplement v.3 1994 supplement v.4 : 1998 supplement(set) : 2000 supplement(set) 2000 supplement, v. 1 2000 supplement, v. 2 2000 supplement, v. 3 2000 supplement, v. 4

The regulation of money managers : the Investment Company Act and the Investment Advisers Act 1987 supplement 1990 supplement 1991 supplement 1994 supplement v.1 1994 supplement v.2 1994 supplement v.3 1994 supplement v.4 : 1998 supplement(set) : 2000 supplement(set) 2000 supplement, v. 1 2000 supplement, v. 2 2000 supplement, v. 3 2000 supplement, v. 4
Paper図書
Tamar FrankelLittle, Brownc1978-
Other Libraries in Japan

Investment adviser registration package microform

Investment adviser registration package microform
Microform図書
<YCA-SE 1.2:R 26/2>
National Diet Library

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