yr 〜
yr

Search results 279

State and local financial instruments : policy changes and management Second edition (Studies in fiscal federalism and state-local finance)

State and local financial instruments : policy changes and management Second edition (Studies in fiscal federalism and state-local finance)
Paper図書
Craig L. Johnson, Martin J. Luby, Tima T. MoldogazievEdward Elgar Publishing[2021]<DG281-D3>
National Diet Library

SEC strategic planning [microform] : will additional resources help SEC fulfill its mission? : hearing before the Subcommittee on Government Efficiency and Financial Management of the Committee on Government Reform, House of Representatives, One Hundred Eighth Congress, first session, July 23, 2003 Serial no. 108-81 (United States. Congress. House. Committee on Government Reform)

SEC strategic planning [microform] : will additional resources help SEC fulfill its mission? : hearing before the Subcommittee on Government Efficiency and Financial Management of the Committee on Government Reform, House of Representatives, One Hundred Eighth Congress, first session, July 23, 2003 Serial no. 108-81 (United States. Congress. House. Committee on Government Reform)
Microform図書
2003<YCA-Y 4.G 74/7:P 69>
National Diet Library

Saving investors money and strengthening the SEC : hearing before the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Seventh Congress, first session on the "Competitive Market Supervision Act" (S. 143) which seeks to reduce excess user fee collections made by the Securities and Exchange Commission (SEC), place SEC funding on a stable basis, and provide for parity of SEC salaries with federal bank regulators, February 14, 2001 (S. hrg. ; 107-266)

Saving investors money and strengthening the SEC : hearing before the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Seventh Congress, first session on the "Competitive Market Supervision Act" (S. 143) which seeks to reduce excess user fee collections made by the Securities and Exchange Commission (SEC), place SEC funding on a stable basis, and provide for parity of SEC salaries with federal bank regulators, February 14, 2001 (S. hrg. ; 107-266)
Microform図書
2002<YCA-Y 4.B 22/3:S.HRG.107-266>
National Diet Library

Emergency Securities Response Act of 2003 : report (to accompany H.R. 657) (including cost estimate of the Congressional Budget Office) (Report)

Emergency Securities Response Act of 2003 : report (to accompany H.R. 657) (including cost estimate of the Congressional Budget Office) (Report)
Microform図書
2003<YCA-Y 1.1/8:108-19>
National Diet Library

The transformation of Wall Street : a history of the Securities and Exchange Commission and modern corporate finance / Joel Seligman. 3rd ed.

The transformation of Wall Street : a history of the Securities and Exchange Commission and modern corporate finance / Joel Seligman. 3rd ed.
Paper図書
Aspen Publishersc2003.<DF178-B12>
National Diet Library

Saving investors money : reducing excessive SEC fees : hearing before the Subcommittee on Capital Markets, Insurance, and Government Sponsored Enterprises of the Committee on Financial Services, U.S. House of Representatives, One Hundred Seventh Congress, first session, March 7, 2001

Saving investors money : reducing excessive SEC fees : hearing before the Subcommittee on Capital Markets, Insurance, and Government Sponsored Enterprises of the Committee on Financial Services, U.S. House of Representatives, One Hundred Seventh Congress, first session, March 7, 2001
Microform図書
2001<YCA-Y 4.F 49/20:107-3>
National Diet Library

Competition and transparency in the financial marketplace of the future : hearing before the Subcommittee on Securities of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Sixth Congress, second session on the impact of globalization, innovation, and technology on competition in the U.S. securities markets, April 26, 2000 (S. hrg. ; 106-1002)

Competition and transparency in the financial marketplace of the future : hearing before the Subcommittee on Securities of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Sixth Congress, second session on the impact of globalization, innovation, and technology on competition in the U.S. securities markets, April 26, 2000 (S. hrg. ; 106-1002)
Microform図書
2001<YCA-Y 4.B 22/3:S.HRG.106-1002>
National Diet Library

Accountant, Compliance, and Enforcement Staffing Act of 2003 : report together with additional views (to accompany H.R. 658) (including cost estimate of the Congressional Budget Office) (Rept.)

Accountant, Compliance, and Enforcement Staffing Act of 2003 : report together with additional views (to accompany H.R. 658) (including cost estimate of the Congressional Budget Office) (Rept.)
Microform図書
2003<YCA-Y 1.1/8:108-63/PT.1>
National Diet Library

Nomination of William H. Donaldson [microform] : hearing before the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Eighth Congress, first session on the nomination of William H. Donaldson, of New York, to be a member of the U.S. Securities and Exchange Commission, February 5, 2003 (S. hrg. ; 108-231)

Nomination of William H. Donaldson [microform] : hearing before the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Eighth Congress, first session on the nomination of William H. Donaldson, of New York, to be a member of the U.S. Securities and Exchange Commission, February 5, 2003 (S. hrg. ; 108-231)
Microform図書
2004<YCA-Y 4.B 22/3:S.HRG.108-231>
National Diet Library

It's only FAIR returning money to defrauded investors : hearings before the Subcommittee on Capital Markets, Insurance, and Government Sponsored Enterprises of the Committee on Financial Services, U.S. House of Representatives, One Hundred Eighth Congress, first session, February 26, 2003 Serial no. 108-4 (United States. Congress. House. Committee on Financial Services)

It's only FAIR returning money to defrauded investors : hearings before the Subcommittee on Capital Markets, Insurance, and Government Sponsored Enterprises of the Committee on Financial Services, U.S. House of Representatives, One Hundred Eighth Congress, first session, February 26, 2003 Serial no. 108-4 (United States. Congress. House. Committee on Financial Services)
Microform図書
2003<YCA-Y 4.F 49/20:108-4>
National Diet Library

The SECs [i.e. SEC's] role in capital formation : help or hindrance? : hearing before the Subcommittee on Oversight and Investigations of the Committee on Financial Services, U.S. House of Representatives, One Hundred Seventh Congress, first session, June 26, 2001

The SECs [i.e. SEC's] role in capital formation : help or hindrance? : hearing before the Subcommittee on Oversight and Investigations of the Committee on Financial Services, U.S. House of Representatives, One Hundred Seventh Congress, first session, June 26, 2001
Microform図書
2001<YCA-Y 4.F 49/20:107-29>
National Diet Library

Corporate and Auditing Accountability, Responsibility, and Transparency Act of 2002 : report together with minority, additional, and dissenting views (to accompany H.R. 3763) (Report)

Corporate and Auditing Accountability, Responsibility, and Transparency Act of 2002 : report together with minority, additional, and dissenting views (to accompany H.R. 3763) (Report)
Microform図書
2002<YCA-Y 1.1/8:107-414>
National Diet Library

Emergency Securities Response Act of 2001 : report (to accompany H.R. 3060) (including cost estimate of the Congressional Budget Office) (Report)

Emergency Securities Response Act of 2001 : report (to accompany H.R. 3060) (including cost estimate of the Congressional Budget Office) (Report)
Microform図書
2001<YCA-Y 1.1/8:107-283>
National Diet Library

Public ownership of U.S. stock markets : hearing before the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Sixth Congress, first session on the benefits, challenges, and other issues involved with the transformation of U.S. stock markets into for-profit corporations, September 28, 1999 (S. hrg. ; 106-917)

Public ownership of U.S. stock markets : hearing before the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Sixth Congress, first session on the benefits, challenges, and other issues involved with the transformation of U.S. stock markets into for-profit corporations, September 28, 1999 (S. hrg. ; 106-917)
Microform図書
2001<YCA-Y 4.B 22/3:S.HRG.106-917>
National Diet Library

The Competitive Market Supervision Act, S. 2107 : hearing before the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Sixth Congress, second session on S. 2107, to amend the Securities Act of 1933 and the Securities Exchange Act of 1934 to reduce securities fees in excess of those required to fund the operations of the Securities and Exchange Commission, to adjust compensation provisions for employees of the Commission, and for other purposes, February 28, 2000 (S. hrg. ; 106-937)

The Competitive Market Supervision Act, S. 2107 : hearing before the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Sixth Congress, second session on S. 2107, to amend the Securities Act of 1933 and the Securities Exchange Act of 1934 to reduce securities fees in excess of those required to fund the operations of the Securities and Exchange Commission, to adjust compensation provisions for employees of the Commission, and for other purposes, February 28, 2000 (S. hrg. ; 106-937)
Microform図書
2001<YCA-Y 4.B 22/3:S.HRG.106-937>
National Diet Library

Providing for consideration of H.R. 1088, Investor and Capital Markets Fee Relief Act : report (to accompany H. Res. 161) (Report)

Providing for consideration of H.R. 1088, Investor and Capital Markets Fee Relief Act : report (to accompany H. Res. 161) (Report)
Microform図書
2001<YCA-Y 1.1/8:107-97>
National Diet Library

Nomination of Harvey L. Pitt : hearing before the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Seventh Congress, first session on the nomination of Harvey L. Pitt, of Washington, DC, to be a member of the U.S. Securities and Exchange Commission, July 19, 2001 (S. hrg. ; 107-398)

Nomination of Harvey L. Pitt : hearing before the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Seventh Congress, first session on the nomination of Harvey L. Pitt, of Washington, DC, to be a member of the U.S. Securities and Exchange Commission, July 19, 2001 (S. hrg. ; 107-398)
Microform図書
2002<YCA-Y 4.B 22/3:S.HRG.107-398>
National Diet Library

Investor and Capital Markets Fee Relief Act : report together with dissenting views (to accompany H.R. 1088) (including cost estimate of the Congressional Budget Office) (Rept.)

Investor and Capital Markets Fee Relief Act : report together with dissenting views (to accompany H.R. 1088) (including cost estimate of the Congressional Budget Office) (Rept.)
Microform図書
2001<YCA-Y 1.1/8:107-52/PT.1>
National Diet Library

The Competitive Market Supervision Act : report of the Committee on Banking, Housing, and Urban Affairs, United States Senate, to accompany S. 2107, together with additional views (Report)

The Competitive Market Supervision Act : report of the Committee on Banking, Housing, and Urban Affairs, United States Senate, to accompany S. 2107, together with additional views (Report)
Microform図書
2000<YCA-Y 1.1/5:106-360>
National Diet Library

Securities and Exchange Commission [microform] : rules implementing amendments to the Investment Advisers Act of 1940 (Rule 203A-2)

Securities and Exchange Commission [microform] : rules implementing amendments to the Investment Advisers Act of 1940 (Rule 203A-2)
Microform図書
1997<YCA-GA 1.13:OGC-97-46>
National Diet Library