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Historical trends in investor protection mechanisms : lessons for Chinese securities law

Historical trends in investor protection mechanisms : lessons for Chinese securities law
Digital博士論文障害者向け資料あり
資, 默奇資, 默奇2019
National Diet Library

Selling hope, selling risk : corporations, Wall Street, and the dilemmas of investor protection

Selling hope, selling risk : corporations, Wall Street, and the dilemmas of investor protection
Paper図書
Donald C. Langevoort.Oxford University Press[2016]<DF199-B95>
National Diet LibraryOther Libraries in Japan
  • Summary, etc....ll the task of investor protection is being perfo......alance between investor protection and capital fo......he efficacy of investor protection regulations"--

Investor protection in the CIS : legal reform and voluntary harmonization / edited by Rilka Dragneva. (Law in Eastern Europe ; no. 57)

Investor protection in the CIS : legal reform and voluntary harmonization / edited by Rilka Dragneva. (Law in Eastern Europe ; no. 57)
Paper図書
Martinus Nijhoff Publishersc2007.<A861-B20>
National Diet Library
  • Alternative TitleInvestor protection in the Commonwealth of Indepe...
  • Alternative TitleInvestor protection in the Commonwealth of Indepe...

Investor protection and corporate governance : firm-level evidence across Latin America (Latin American development forum series)

Investor protection and corporate governance : firm-level evidence across Latin America (Latin American development forum series)
Paper図書
foreword by Andrei Shleifer, edited by Alberto Chong and Florencio López-de-Silanes.Stanford University Pressc2007.<DH37-B50>
National Diet LibraryOther Libraries in Japan

U.S. financial system reform & social governance unit 3 (Investment trusts and investment companies investigation and legislation for the establishment of investor protection and market discipline.)

U.S. financial system reform & social governance unit 3 (Investment trusts and investment companies investigation and legislation for the establishment of investor protection and market discipline.)
Recording Media電子資料
三谷進 編丸善[2005]<YH245-B242>
National Diet Library
  • Alternative Title...tablishment of investor protection and market discipline
  • Alternative Title...tablishment of investor protection and market discipline

Investor protection in Europe : corporate law making, the MiFID and beyond / edited by Guido Ferrarini and Eddy Wymeersch.

Investor protection in Europe : corporate law making, the MiFID and beyond / edited by Guido Ferrarini and Eddy Wymeersch.
Paper図書
Oxford University Press2006.<A411-B145>
National Diet Library

投资者保护法律制度研究 (新公司法、证券法与投资者保护制度丛书 = Series on the new company law, securities law and investor protection)

投资者保护法律制度研究 (新公司法、证券法与投资者保护制度丛书 = Series on the new company law, securities law and investor protection)
Paper図書
张育军 著人民法院出版社2006.7<A411-C17>
National Diet LibraryOther Libraries in Japan
  • Alternative TitleOn legal systems of investor protection
  • Alternative TitleOn legal systems of investor protection

Accounting reform and investor protection : hearings before the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Seventh Congress, second session, on the legislative history of the Sarbanes-Oxley Act of 2002, accounting reform and investor protection issues raised by Enron and other public companies. vol.4 (S. hrg. ; 107-948)

Accounting reform and investor protection : hearings before the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Seventh Congress, second session, on the legislative history of the Sarbanes-Oxley Act of 2002, accounting reform and investor protection issues raised by Enron and other public companies. vol.4 (S. hrg. ; 107-948)
Microform図書
2003<YCA-Y 4.B 22/3:S.HRG.107-948/V.4>
National Diet Library

Accounting reform and investor protection : hearings before the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Seventh Congress, second session, on the legislative history of the Sarbanes-Oxley Act of 2002, accounting reform and investor protection issues raised by Enron and other public companies. vol.2 (S. hrg. ; 107-948)

Accounting reform and investor protection : hearings before the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Seventh Congress, second session, on the legislative history of the Sarbanes-Oxley Act of 2002, accounting reform and investor protection issues raised by Enron and other public companies. vol.2 (S. hrg. ; 107-948)
Microform図書
2003<YCA-Y 4.B 22/3:S.HRG.107-948/V.2>
National Diet Library

Accounting reform and investor protection : hearings before the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Seventh Congress, second session, on the legislative history of the Sarbanes-Oxley Act of 2002, accounting reform and investor protection issues raised by Enron and other public companies. vol.1 (S. hrg. ; 107-948)

Accounting reform and investor protection : hearings before the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Seventh Congress, second session, on the legislative history of the Sarbanes-Oxley Act of 2002, accounting reform and investor protection issues raised by Enron and other public companies. vol.1 (S. hrg. ; 107-948)
Microform図書
2003<YCA-Y 4.B 22/3:S.HRG.107-948/V.1>
National Diet Library

Accounting reform and investor protection : hearings before the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Seventh Congress, second session, on the legislative history of the Sarbanes-Oxley Act of 2002, accounting reform and investor protection issues raised by Enron and other public companies. vol.3 (S. hrg. ; 107-948)

Accounting reform and investor protection : hearings before the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Seventh Congress, second session, on the legislative history of the Sarbanes-Oxley Act of 2002, accounting reform and investor protection issues raised by Enron and other public companies. vol.3 (S. hrg. ; 107-948)
Microform図書
2003<YCA-Y 4.B 22/3:S.HRG.107-948/V.3>
National Diet Library

Public Company Accounting Reform and Investor Protection Act of 2002 : report of the Committee on Banking, Housing, and Urban Affairs, United States Senate to accompany S. 2673 together with additional views (Report)

Public Company Accounting Reform and Investor Protection Act of 2002 : report of the Committee on Banking, Housing, and Urban Affairs, United States Senate to accompany S. 2673 together with additional views (Report)
Microform図書
2002<YCA-Y 1.1/5:107-205>
National Diet Library

Recent developments in hedge funds [microform] : hearing before the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Eighth Congress, first session, on the recent developments in hedge funds (an investment company that uses high-risk techniques, such as borrowing money and selling short, in an effort to make extraordinary capital gains), focusing on investor protection implications, the differences between hedge funds and investment companies, regulation under federal securities laws, and conflicts of interest, April 10, 2003 (S. hrg. ; 108-396)

Recent developments in hedge funds [microform] : hearing before the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Eighth Congress, first session, on the recent developments in hedge funds (an investment company that uses high-risk techniques, such as borrowing money and selling short, in an effort to make extraordinary capital gains), focusing on investor protection implications, the differences between hedge funds and investment companies, regulation under federal securities laws, and conflicts of interest, April 10, 2003 (S. hrg. ; 108-396)
Microform図書
U.S. G.P.O.2004<YCA-Y 4.B 22/3:S.HRG.108-396>
National Diet Library

U.S. government securities microform : more transaction information and investor protection measures are needed : report to congressional committees / United States General Accounting Office

U.S. government securities microform : more transaction information and investor protection measures are needed : report to congressional committees / United States General Accounting Office
Microform図書
1991<YCA-GA 1.13:GGD-90-114>
National Diet Library
  • Alternative TitleMore transaction information and investor protection measures are needed
  • Alternative TitleMore transaction information and investor protection measures are needed

Compilation of securities laws within the jurisdiction of the Committee on Financial Services : including Securities Act of 1933, Securities Exchange Act of 1934, Public Utility Holding Company Act of 1935, Trust Indenture Act of 1939, Investment Company Act of 1940, Investment Advisers Act of 1940, Securities Investor Protection Act of 1970, selected provisions of the Gramm-Leach-Bliley Act and the Commodity Futures Modernization Act of 2000 / prepared for the use of the Committee on Financial Services, U.S. House of Representatives

Compilation of securities laws within the jurisdiction of the Committee on Financial Services : including Securities Act of 1933, Securities Exchange Act of 1934, Public Utility Holding Company Act of 1935, Trust Indenture Act of 1939, Investment Company Act of 1940, Investment Advisers Act of 1940, Securities Investor Protection Act of 1970, selected provisions of the Gramm-Leach-Bliley Act and the Commodity Futures Modernization Act of 2000 / prepared for the use of the Committee on Financial Services, U.S. House of Representatives
Microform図書
2001<YCA-Y 4.F 49/20:107-B>
National Diet Library

Investment advisers [microform] : oversight is inadequate for investor protection : statement of Richard L. Fogel, Assistant Comptroller General, General Government Programs, before the Subcommittee on Telecommunications and Finance, Committee on Energy and Commerce, House of Representatives / United States General Accounting Office (Testimony ; GAO/T-GGD-92-46)

Investment advisers [microform] : oversight is inadequate for investor protection : statement of Richard L. Fogel, Assistant Comptroller General, General Government Programs, before the Subcommittee on Telecommunications and Finance, Committee on Energy and Commerce, House of Representatives / United States General Accounting Office (Testimony ; GAO/T-GGD-92-46)
Microform図書
1992<YCA-GA 1.5/2:T-GGD-92-46>
National Diet Library
  • Alternative TitleOversight is inadequate for investor protection
  • Alternative TitleOversight is inadequate for investor protection

Securities Investor Protection Act of 1991 : hearing before the Subcommittee on Securities of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Second Congress, first session, on S. 1533 ... October 2, 1991 (S. hrg. ; 102-410)

Securities Investor Protection Act of 1991 : hearing before the Subcommittee on Securities of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Second Congress, first session, on S. 1533 ... October 2, 1991 (S. hrg. ; 102-410)
Microform図書
1992<YCA-Y 4.B 22/3:S.hrg.102-410>
National Diet Library

Compilation of securities laws within the jurisdiction of the Committee on Energy and Commerce : including Securities Act of 1933, Securities Exchange Act of 1934, Public Utility Holding Company Act of 1935, Trust Indenture Act of 1939, Investment Company Act of 1940, Investment Advisers Act of 1940, Securities Investor Protection Act of 1970

Compilation of securities laws within the jurisdiction of the Committee on Energy and Commerce : including Securities Act of 1933, Securities Exchange Act of 1934, Public Utility Holding Company Act of 1935, Trust Indenture Act of 1939, Investment Company Act of 1940, Investment Advisers Act of 1940, Securities Investor Protection Act of 1970
Microform図書
1993<YCA-Y 4.EN 2/3:103-F>
National Diet Library

Nominations of, Bruce A. Morrison, J. Timothy O'Neill, and James Clifford Hudson : hearing before the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Third Congress, second session, on nominations of Bruce A. Morrison, of Connecticut, to be Director of the Federal Housing Finance Board, J. Timothy O'Neill, of Virginia, to be a member of the Federal Housing Finance Board, James Clifford Hudson, of Oklahoma, to be a director of the Securities Investor Protection Corporation, September 30, 1994 (S. hrg. ; 103-908)

Nominations of, Bruce A. Morrison, J. Timothy O'Neill, and James Clifford Hudson : hearing before the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Third Congress, second session, on nominations of Bruce A. Morrison, of Connecticut, to be Director of the Federal Housing Finance Board, J. Timothy O'Neill, of Virginia, to be a member of the Federal Housing Finance Board, James Clifford Hudson, of Oklahoma, to be a director of the Securities Investor Protection Corporation, September 30, 1994 (S. hrg. ; 103-908)
Microform図書
1995<YCA-Y 4.B 22/3:S.HRG.103-908>
National Diet Library
  • Subject Heading...ent Securities Investor Protection Corporation -- Officials and ...

Compilation of securities laws within the jurisdiction of the Committee on Energy and Commerce : including Securities Act of 1933, Securities Exchange Act of 1934, Public Utility Holding Company Act of 1935, Trust Indenture Act of 1939, Investment Company Act of 1940, Investment Advisers Act of 1940, Securities Investor Protection Act of 1970

Compilation of securities laws within the jurisdiction of the Committee on Energy and Commerce : including Securities Act of 1933, Securities Exchange Act of 1934, Public Utility Holding Company Act of 1935, Trust Indenture Act of 1939, Investment Company Act of 1940, Investment Advisers Act of 1940, Securities Investor Protection Act of 1970
Microform図書
1989<YCA-Y 4.En 2/3:101-F>
National Diet Library
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