A practitioner's guide to MiFID II

• Material Type: 図書
• ISBN: 9780414065727
• Title: A practitioner's guide to MiFID II
• Author/Editor: consultant editor, Jonathan Herbst with Simon Lovegrove.
• Edition: 3rd edition.
• Author Heading: Herbst, Jonathan.; Lovegrove, Simon.
• Publication, Distribution, etc.: London : Sweet & Maxwell/Thomson Reuters (出版)
• Publication Date: 2018.
• Publication Date (W3CDTF): 2018
• Extent: xx, 529 pages
• Size: 24 cm
• Alternative Title: Practitioner's guide to MiFID 2; Practitioner's guide to Markets in Financial Instruments Directive II
• Place of Publication (Country Code): GB
• Text Language Code: eng
• Content Type: text
• Media Type: unmediated
• Carrier Type: volume
• Subject Heading: European Parliament. Directive 2014/65/EU of the European Parliament and of the Council of 15 May 2014 on markets in financial instruments; European Parliament. Regulation (EU) No 600/2014 of the European Parliament and of the Council of 15 May 2014 on markets in financial instruments; European Parliament. Directive 2004/39/EC of the European Parliament and of the Council of 21 April 2004 on markets in financial instruments.; Securities--European Union countries.; Financial instruments--European Union countries.; Financial services industry--Law and legislation--European Union countries.; Stockbrokers--Legal status, laws, etc.--European Union countries.; Investment advisors--Legal status, laws, etc.--European Union countries.
• NDLC: A411; A441
• Target Audience: 一般
• Holding library: 国立国会図書館
• Call No.: A411-B808
• Data Provider (Database): 国立国会図書館 : 国立国会図書館蔵書; https://ndlsearch.ndl.go.jp
• Bibliographic ID (NDL): 028959508; http://id.ndl.go.jp/bib/028959508
• LC Control Number: 2017492173; https://lccn.loc.gov/2017492173
• Cataloging Rule: RDA
• Bibliographic Record Category (NDL): 211

• Contents: Introduction / Jonathan Herbst, Simon LovegroveScope, authorisation, and passporting / Simon CrownClients and client classification / James Perry, Jak...