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検索結果 11 件

Securities regulatory equality : hearing before the Subcommittee on Telecommunications and Finance of the Committee on Energy and Commerce, House of Representatives, One Hundred Third Congress, second session, on H.R. 3447, a bill to amend the federal securities laws to equalize the regulatory treatment of participants in the securities industry, April 14, 1994

Securities regulatory equality : hearing before the Subcommittee on Telecommunications and Finance of the Committee on Energy and Commerce, House of Representatives, One Hundred Third Congress, second session, on H.R. 3447, a bill to amend the federal securities laws to equalize the regulatory treatment of participants in the securities industry, April 14, 1994
マイクロ図書
1994<YCA-Y 4.EN 2/3:103-106>
国立国会図書館
  • 件名... United States Brokers -- Legal status, laws, etc. -- United States Investment advisers -- United...

Commodity Futures Improvements Act of 1991 : hearing before the Subcommittee on Conservation, Credit, and Rural Development of the Committee on Agriculture, House of Representatives, One Hundred Second Congress, first session, on H.R. 707, February 19, 1991

Commodity Futures Improvements Act of 1991 : hearing before the Subcommittee on Conservation, Credit, and Rural Development of the Committee on Agriculture, House of Representatives, One Hundred Second Congress, first session, on H.R. 707, February 19, 1991
マイクロ図書
1991<YCA-Y 4.Ag 8/1:102-1>
国立国会図書館
  • 件名... United States Brokers -- Legal status, laws, etc. -- United States

U.S. government securities : expanding access to interdealer brokers' services : transcript of a hearing held jointly by GAO, the Department of the Treasury, the Federal Reserve System, and the Securities and Exchange Commission on February 4, 1987, Washington, D.C. / United States General Accounting Office

U.S. government securities : expanding access to interdealer brokers' services : transcript of a hearing held jointly by GAO, the Department of the Treasury, the Federal Reserve System, and the Securities and Exchange Commission on February 4, 1987, Washington, D.C. / United States General Accounting Office
マイクロ図書
1987<YCA-GA 1.13:GGD-87-42>
国立国会図書館
  • 件名... United States Brokers -- Legal status, laws, etc. -- United States Securities -- United States T...

Investment adviser regulation in a nutshell

Investment adviser regulation in a nutshell
紙図書
by Jeffrey J. Haas, Steven R. HowardThomson/Westc2008
全国の図書館
  • 件名... United States Brokers -- Legal status, laws, etc. -- United States Securities -- United States
  • 件名（識別子）... United States Brokers -- Legal status, laws, etc. -- United States Securities -- United States

Automated Broker Interface requirements 6th ed (Customs publication ; no. 540)

Automated Broker Interface requirements 6th ed (Customs publication ; no. 540)
マイクロ図書
1987<YCA-T 17.2:Au 8/5>
国立国会図書館
  • 件名... -- Data bases Brokers -- Legal status, laws, etc. -- United States -- Computer programs Foreign-...

Money managers, mutual funds, and their service providers : dealing with regulatory developments

Money managers, mutual funds, and their service providers : dealing with regulatory developments
紙図書
co-chairs, Anne C. Flannery, Lee A. PickardPractising Law Institutec1995
全国の図書館
  • 件名... United States Brokers -- Legal status, laws, etc. -- United States Securities -- United States M...
  • 件名（識別子）... United States Brokers -- Legal status, laws, etc. -- United States Securities -- United States M...

The law of foreign exchange

The law of foreign exchange
紙図書
Raj BhalaCarolina Academic Pressc1997
全国の図書館
  • 件名...reign exchange brokers -- Legal status, laws, etc. -- United States
  • 件名（識別子）...reign exchange brokers -- Legal status, laws, etc. -- United States

Broker-dealer regulation : ALI-ABA course of study materials

Broker-dealer regulation : ALI-ABA course of study materials
紙図書
cosponsored by the Securities Law Committee of the Federal Bar AssociationAmerican Law Institute-American Bar Association Committee on Continuing Professional Educationc1985
全国の図書館
  • 件名Brokers -- Legal status, laws, etc. -- United States
  • 件名（識別子）Brokers -- Legal status, laws, etc. -- United States

Commodity Futures Improvements Act of 1991 : hearing before the Subcommittee on Conservation, Credit, and Rural Development of the Committee on Agriculture, House of Representatives, One Hundred Second Congress, first session, on H.R. 707, February 19, 1991

Commodity Futures Improvements Act of 1991 : hearing before the Subcommittee on Conservation, Credit, and Rural Development of the Committee on Agriculture, House of Representatives, One Hundred Second Congress, first session, on H.R. 707, February 19, 1991
マイクロ図書
U.S. G.P.O. : CIS1991
全国の図書館
  • 件名Brokers -- Legal status, laws, etc. -- United States Commodity exchanges -- Law an...
  • 件名（識別子）Brokers -- Legal status, laws, etc. -- United States Commodity exchanges -- Law an...

Commodity Futures Improvements Act of 1989 : hearings before the Subcommittee on Conservation, Credit, and Rural Development of the Committee on Agriculture, House of Representatives, One Hundred First Congress, first session, on H.R. 2869, July 18 and 20, 1989

Commodity Futures Improvements Act of 1989 : hearings before the Subcommittee on Conservation, Credit, and Rural Development of the Committee on Agriculture, House of Representatives, One Hundred First Congress, first session, on H.R. 2869, July 18 and 20, 1989
マイクロ図書
CIS1990
全国の図書館
  • 件名... United States Brokers -- Legal status, laws, etc. -- United States United States. Commodity Futu...
  • 件名（識別子）... United States Brokers -- Legal status, laws, etc. -- United States United States. Commodity Futu...

Broker dealers : new legal, business, and compliance developments 1984

Broker dealers : new legal, business, and compliance developments 1984
紙図書
John F.X. Peloso, chairmanPractising Law Institutec1984
全国の図書館
  • 件名Brokers -- Legal status, laws, etc. -- United States Securities -- United States S...
  • 件名（識別子）Brokers -- Legal status, laws, etc. -- United States Securities -- United States S...

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