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The Investment Adviser Oversight Act of 1993 : report of the Committee on Banking, Housing, and Urban Affairs, United States Senate, to accompany S. 423 (Report)

The Investment Adviser Oversight Act of 1993 : report of the Committee on Banking, Housing, and Urban Affairs, United States Senate, to accompany S. 423 (Report)
マイクロ図書
1992<YCA-Y 1.1/5:103-177>
国立国会図書館
  • 件名Investment advisers -- Legal status, laws, etc. -- United States

The Investment Adviser Oversight Act of 1992 : report of the Committee on Banking, Housing, and Urban Affairs, United States Senate, to accompany S. 2266 (Report)

The Investment Adviser Oversight Act of 1992 : report of the Committee on Banking, Housing, and Urban Affairs, United States Senate, to accompany S. 2266 (Report)
マイクロ図書
1992<YCA-Y 1.1/5:102-312>
国立国会図書館
  • 件名... United States Investment advisers -- Legal status, laws, etc. -- United States

Investment adviser industry reform : hearings before the Subcommittee on Telecommunications and Finance of the Committee on Energy and Commerce, House of Representatives, One Hundred Second Congress, second session, June 4 and 10, 1992

Investment adviser industry reform : hearings before the Subcommittee on Telecommunications and Finance of the Committee on Energy and Commerce, House of Representatives, One Hundred Second Congress, second session, June 4 and 10, 1992
マイクロ図書
1992<YCA-Y 4.En 2/3:102-128>
国立国会図書館
  • 件名...nge Commission Investment advisers -- Legal status, laws, etc. -- United States Financial planners -- Legal s...

Investment advisers : current level of oversight puts investors at risk : report to Congressional requesters / United States General Accounting Office

Investment advisers : current level of oversight puts investors at risk : report to Congressional requesters / United States General Accounting Office
マイクロ図書
1990<YCA-GA 1.13:GGD-90-83>
国立国会図書館
  • 件名Investment advisers -- Legal status, laws, etc. -- United States Financial planners -- Legal s...

Investment adviser industry reform : hearing before the Subcommittee on Telecommunications and Finance of the Committee on Energy and Commerce, House of Representatives, One Hundred Third Congress, first session, on H.R. 578 ... March 4, 1993

Investment adviser industry reform : hearing before the Subcommittee on Telecommunications and Finance of the Committee on Energy and Commerce, House of Representatives, One Hundred Third Congress, first session, on H.R. 578 ... March 4, 1993
マイクロ図書
1993<YCA-Y 4.EN 2/3:103-16>
国立国会図書館
  • 件名...nge Commission Investment advisers -- Legal status, laws, etc. -- United States Financial planners -- Legal s...

Investment advisers, financial planners, and customer protection : hearing before the Subcommittee on Telecommunications, Consumer Protection, and Finance of the Committee on Energy and Commerce, House of Representatives, Ninety-ninth Congress, second session, June 11, 1986

Investment advisers, financial planners, and customer protection : hearing before the Subcommittee on Telecommunications, Consumer Protection, and Finance of the Committee on Energy and Commerce, House of Representatives, Ninety-ninth Congress, second session, June 11, 1986
マイクロ図書
1986<YCA-Y 4.En 2/3:99-133>
国立国会図書館
  • 件名Investment advisers -- Legal status, laws, etc. -- United States Finance, Personal -- United S...

Managed accounts/section 11(a) : hearing before the Subcommittee on Telecommunications and Finance of the Committee on Energy and Commerce, House of Representatives, One Hundred Second Congress, first session, May 14, 1991

Managed accounts/section 11(a) : hearing before the Subcommittee on Telecommunications and Finance of the Committee on Energy and Commerce, House of Representatives, One Hundred Second Congress, first session, May 14, 1991
マイクロ図書
1991<YCA-Y 4.En 2/3:102-38>
国立国会図書館
  • 件名... United States Investment advisers -- Legal status, laws, etc. -- United States Stockbrokers -- Legal status,...

The regulation of money managers : mutual funds and advisers : set v. 1 v. 2 v. 3 v. 4 2nd ed

The regulation of money managers : mutual funds and advisers : set v. 1 v. 2 v. 3 v. 4 2nd ed
紙図書
Tamar Frankel, Ann Taylor SchwingAspenc2001-
全国の図書館
  • 件名Mutual funds -- United States Investment advisers -- Legal status, laws, etc. -- United States
  • 件名（識別子）Mutual funds -- United States Investment advisers -- Legal status, laws, etc. -- United States

Regulation of investment advisers 2000 ed

Regulation of investment advisers 2000 ed
紙図書
by Thomas P. Lemke and Gerald T. LinsWest Groupc2000
全国の図書館
  • 件名Investment advisers -- Legal status, laws, etc. -- United States Securities -- United States
  • 件名（識別子）Investment advisers -- Legal status, laws, etc. -- United States Securities -- United States

Regulation of investment advisers 1995 ed

Regulation of investment advisers 1995 ed
紙図書
by Thomas P. Lemke and Gerald T. LinsClark Boardman Callaghanc1995
全国の図書館
  • 件名Investment advisers -- Legal status, laws, etc. -- United States Securities -- United States
  • 件名（識別子）Investment advisers -- Legal status, laws, etc. -- United States Securities -- United States

Investment Company Act of 1940 as in effect November 1, 1974.

Investment Company Act of 1940 as in effect November 1, 1974.
紙図書
U.S. Securities and Exchange Commission : for sale by the Supt. of Docs., U.S. Govt. Print. Off.1975.<CU-441-14>
国立国会図書館
  • 件名...United States. Investment advisers -- Legal status, laws, etc. -- United States.

Regulation of investment advisers 1993 ed

Regulation of investment advisers 1993 ed
紙図書
by Thomas P. Lemke and Gerald T. LinsClark Boardman Callaghanc1993
全国の図書館
  • 件名Investment advisers -- Legal status, laws, etc. -- United States Securities -- United States
  • 件名（識別子）Investment advisers -- Legal status, laws, etc. -- United States Securities -- United States

Regulation of financial planners

Regulation of financial planners
紙図書
by John P. Moriarty and Curtlan R. McNeilyClark Boardman Callaghanc1991-
全国の図書館
  • 件名...ates -- States Investment advisers -- Legal status, laws, etc. -- United States -- States Fina...... United States Investment advisers -- Legal status, laws, etc. -- United States
  • 件名（識別子）...ates -- States Investment advisers -- Legal status, laws, etc. -- United States -- States Fina...... United States Investment advisers -- Legal status, laws, etc. -- United States

The regulation of money managers : the Investment Company Act and the Investment Advisers Act 1987 supplement 1990 supplement 1991 supplement 1994 supplement v.1 1994 supplement v.2 1994 supplement v.3 1994 supplement v.4 : 1998 supplement(set) : 2000 supplement(set) 2000 supplement, v. 1 2000 supplement, v. 2 2000 supplement, v. 3 2000 supplement, v. 4

The regulation of money managers : the Investment Company Act and the Investment Advisers Act 1987 supplement 1990 supplement 1991 supplement 1994 supplement v.1 1994 supplement v.2 1994 supplement v.3 1994 supplement v.4 : 1998 supplement(set) : 2000 supplement(set) 2000 supplement, v. 1 2000 supplement, v. 2 2000 supplement, v. 3 2000 supplement, v. 4
紙図書
Tamar FrankelLittle, Brownc1978-
全国の図書館
  • 件名Mutual funds -- United States Investment advisers -- Legal status, laws, etc. -- United States
  • 件名（識別子）Mutual funds -- United States Investment advisers -- Legal status, laws, etc. -- United States

Investment adviser registration package microform

Investment adviser registration package microform
マイクロ図書
<YCA-SE 1.2:R 26/2>
国立国会図書館
  • 件名...nge Commission Investment advisers -- Legal status, laws, etc. -- United States

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