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Providing for consideration of H.R. 1000, Pension Security Act of 2003 : report (to accompany H. Res. 230) (Report)

Providing for consideration of H.R. 1000, Pension Security Act of 2003 : report (to accompany H. Res. 230) (Report)
マイクロ図書
2003<YCA-Y 1.1/8:108-98>
国立国会図書館
  • 件名... United States Investment advisors -- Legal status, laws, etc. -- United States Executives -- Pensions -- Uni...

H.R. 2269, the Retirement Security Advice Act : hearing before the Subcommittee on Employer-Employee Relations of the Committee on Education and the Workforce, House of Representatives, One Hundred Seventh Congress, first session, hearing held in Washington, DC, July 17, 2001

H.R. 2269, the Retirement Security Advice Act : hearing before the Subcommittee on Employer-Employee Relations of the Committee on Education and the Workforce, House of Representatives, One Hundred Seventh Congress, first session, hearing held in Washington, DC, July 17, 2001
マイクロ図書
2002<YCA-Y 4.ED 8/1:107-22>
国立国会図書館
  • 件名... United States Investment advisors -- Legal status, laws, etc. -- United States

Retirement Security Advice Act of 2001 : report together with minority views (to accompany H.R. 2269) (including cost estimate of the Congressional Budget Office) (Rept.)

Retirement Security Advice Act of 2001 : report together with minority views (to accompany H.R. 2269) (including cost estimate of the Congressional Budget Office) (Rept.)
マイクロ図書
2001<YCA-Y 1.1/8:107-262/PT.1>
国立国会図書館
  • 件名... United States Investment advisors -- Legal status, laws, etc. -- United States

Providing for consideration of H.R. 2269, Retirement Security Advice Act of 2001 : report (to accompany H. Res. 288) (Report)

Providing for consideration of H.R. 2269, Retirement Security Advice Act of 2001 : report (to accompany H. Res. 288) (Report)
マイクロ図書
2001<YCA-Y 1.1/8:107-289>
国立国会図書館
  • 件名... United States Investment advisors -- Legal status, laws, etc. -- United States

ERISA for money managers and advisors 2018-2019 ed

ERISA for money managers and advisors 2018-2019 ed
紙図書
by Thomas P. Lemke and Gerald T. LinsThomson Reutersc2018
全国の図書館
  • 件名... United States Investment advisors -- Legal status, laws, etc. -- United States
  • 件名（識別子）... United States Investment advisors -- Legal status, laws, etc. -- United States

Regulation of investment management and fiduciary services

Regulation of investment management and fiduciary services
紙図書
by William Campbell RiesThomson Reuters2020
全国の図書館
  • 件名... United States Investment advisors -- Legal status, laws, etc. -- United States Trusts and trustees -- United...
  • 件名（識別子）... United States Investment advisors -- Legal status, laws, etc. -- United States Trusts and trustees -- United...

Pension Security Act of 2003 : report together with minority views (to accompany H.R. 1000) (including cost estimate of the Congressional Budget Office) (Rept.)

Pension Security Act of 2003 : report together with minority views (to accompany H.R. 1000) (including cost estimate of the Congressional Budget Office) (Rept.)
マイクロ図書
2003<YCA-Y 1.1/8:108-43/PT.1>
国立国会図書館
  • 件名... United States Investment advisors -- Legal status, laws, etc. -- United States

Pension Security Act of 2002 : report together with minority views (to accompany H.R. 3762) (including cost estimate of the Congressional Budget Office) (Rept.)

Pension Security Act of 2002 : report together with minority views (to accompany H.R. 3762) (including cost estimate of the Congressional Budget Office) (Rept.)
マイクロ図書
2002<YCA-Y 1.1/8:107-383/PT.1>
国立国会図書館
  • 件名... United States Investment advisors -- Legal status, laws, etc. -- United States

The Securities Investment Promotion Act of 1996--S. 1815 : hearing before the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Fourth Congress, second session, on S. 1815 ... June 5, 1996 (S. hrg. ; 104-681)

The Securities Investment Promotion Act of 1996--S. 1815 : hearing before the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Fourth Congress, second session, on S. 1815 ... June 5, 1996 (S. hrg. ; 104-681)
マイクロ図書
1996<YCA-Y 4.B 22/3:S.HRG.104-681>
国立国会図書館
  • 件名Investment advisors -- Legal status, laws, etc. -- United States Mutual funds -- Law and legis...

The Securities Investment Promotion Act of 1996 : report of the Committee on Banking, Housing, and Urban Affairs, United States Senate, to accompany S. 1815 (Report)

The Securities Investment Promotion Act of 1996 : report of the Committee on Banking, Housing, and Urban Affairs, United States Senate, to accompany S. 1815 (Report)
マイクロ図書
1996<YCA-Y 1.1/5:104-293>
国立国会図書館
  • 件名Investment advisors -- Legal status, laws, etc. -- United States Mutual funds -- Law and legis...

Advising private funds : a comprehensive guide to representing hedge funds, private equity funds and their advisers 2018-2019 ed

Advising private funds : a comprehensive guide to representing hedge funds, private equity funds and their advisers 2018-2019 ed
紙図書
by Nora M. Jordan ... [et al.]Thomson Reuters2018
全国の図書館
  • 件名... United States Investment advisors -- Legal status, laws, etc. -- United States
  • 件名（識別子）... United States Investment advisors -- Legal status, laws, etc. -- United States

Regulation of investment advisers 2014 ed

Regulation of investment advisers 2014 ed
紙図書
by Thomas P. Lemke and Gerald T. LinsThomson/Westc2008-
全国の図書館
  • 件名Investment advisors -- Legal status, laws, etc. -- United States Securities -- United States
  • 件名（識別子）Investment advisors -- Legal status, laws, etc. -- United States Securities -- United States

Private fund advisers : [pbk]

Private fund advisers : [pbk]
紙図書
[editorial staff, James Hamilton, Anne M. Sherry, Ted Trautmann]Wolters Kluwer Law & Businessc2012
全国の図書館
  • 件名... United States Investment advisors -- Legal status, laws, etc. -- United States United States. Dodd-Frank Wal...
  • 件名（識別子）... United States Investment advisors -- Legal status, laws, etc. -- United States United States. Dodd-Frank Wal...

Investment adviser regulation in a nutshell

Investment adviser regulation in a nutshell
紙図書
by Jeffrey J. Haas, Steven R. HowardThomson/Westc2008
全国の図書館
  • 件名Investment advisors -- Legal status, laws, etc. -- United States Brokers -- Legal status, laws...
  • 件名（識別子）Investment advisors -- Legal status, laws, etc. -- United States Brokers -- Legal status, laws...

Regulation of investment management and fiduciary services

Regulation of investment management and fiduciary services
紙図書
by William Campbell RiesWest2012
全国の図書館
  • 件名... United States Investment advisors -- Legal status, laws, etc. -- United States Trusts and trustees -- United...
  • 件名（識別子）... United States Investment advisors -- Legal status, laws, etc. -- United States Trusts and trustees -- United...

Investment management law and regulation : hbk 2nd ed

Investment management law and regulation : hbk 2nd ed
紙図書
Harvey E. Bines, Steve ThelAspen Publishersc2004
全国の図書館
  • 件名Investment advisors -- Legal status, laws, etc. -- United States Investments -- Law and legisl...
  • 件名（識別子）Investment advisors -- Legal status, laws, etc. -- United States Investments -- Law and legisl...

Investment management regulation

Investment management regulation
紙図書
Tamar Frankel, Clifford E. KirschCarolina Academic Pressc1998
全国の図書館
  • 件名... United States Investment advisors -- Legal status, laws, etc. -- United States
  • 件名（識別子）... United States Investment advisors -- Legal status, laws, etc. -- United States

Investment adviser regulation : a step-by-step guide to compliance and the law

Investment adviser regulation : a step-by-step guide to compliance and the law
紙図書
Clifford E. KirschPractising Law Institutec1996-
全国の図書館
  • 件名Investment advisors -- Legal status, laws, etc. -- United States Securities -- United States
  • 件名（識別子）Investment advisors -- Legal status, laws, etc. -- United States Securities -- United States

Money managers, mutual funds, and their service providers : dealing with regulatory developments

Money managers, mutual funds, and their service providers : dealing with regulatory developments
紙図書
co-chairs, Anne C. Flannery, Lee A. PickardPractising Law Institutec1995
全国の図書館
  • 件名Investment advisors -- Legal status, laws, etc. -- United States Brokers -- Legal status, laws...
  • 件名（識別子）Investment advisors -- Legal status, laws, etc. -- United States Brokers -- Legal status, laws...

Bines' The law of investment management

Bines' The law of investment management
紙図書
by Harvey E. Bines and James L. WaltersWarren, Gorham & Lamontc1981
全国の図書館
  • 件名Investment advisors -- Legal status, laws, etc. -- United States Mutual funds -- Law and legis...
  • 件名（識別子）Investment advisors -- Legal status, laws, etc. -- United States Mutual funds -- Law and legis...
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