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Table of Contents
1.内部管理・法令遵守態勢の重要性
2.協会員役職員の職業倫理
3.顧客口座の開設
4.投資勧誘の管理
5.顧客注文の受託の管理
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Bibliographic Record
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- Material Type
- 図書
- ISBN
- 978-4-8283-0517-2
- Title
- Title Transcription
- トクベツ カイイン ナイブ カンリ セキニンシャ タイサク モンダイシュウ
- Volume
- 2014~2015
- Author/Editor
- みずほ証券リサーチ&コンサルティング 編
- Publication, Distribution, etc.
- Publication Date
- 2014.11
- Publication Date (W3CDTF)
- 2014
- Extent
- 164p