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Table of Contents
１．内部管理・法令遵守態勢の重要性
２．協会員役職員の職業倫理
３．顧客口座の開設
４．投資勧誘の管理
５．顧客注文の受託の管理
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- Material Type
- 図書
- ISBN
- 978-4-8283-0567-7
- Title
- Title Transcription
- トクベツ カイイン ナイブ カンリ セキニンシャ タイサク モンダイシュウ
- Volume
- 2015～2016
- Author/Editor
- みずほ証券リサーチ&コンサルティング 編
- Publication, Distribution, etc.
- Publication Date
- 2015.11
- Publication Date (W3CDTF)
- 2015
- Extent
- 166p